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#	Item
291	17 of 34 EXHIBIT 5 Rules of NYSE Arca Equities, Inc. Text of the Proposed Rule Change: 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 14:04:05 Business Order Securities Exchange Act NASDAQ Electronic communication network Regulation NMS NYSE Arca New York Stock Exchange Market maker Stock market Financial economics Investment
292	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]December 10, 2012 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 08:53:42 Financial markets 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Exchange Act U.S. Securities and Exchange Commission Short Electronic communication network Finance Business Financial economics
293	Microsoft Word - 34-54854a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-04 17:39:11 Investment 73rd United States Congress United States securities law Stock market NASDAQ Securities Exchange Act Electronic communication network Uptick rule United States Securities and Exchange Commission Economy of the United States Financial economics
294	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-29 12:03:16 Investment Business Finance NASDAQ Self-regulatory organizations Electronic communication network Inet Regulation NMS Consolidated Quotation System United States Securities and Exchange Commission Stock market Financial economics
295	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 31, 2008 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-04 15:35:34 Stock market Business United States Securities and Exchange Commission United States securities law Self-regulatory organizations Regulation NMS Financial Industry Regulatory Authority Securities Exchange Act Electronic communication network Financial economics Financial markets Investment
296	Page 33 of 35 John K. Tarleton LavaFlow, Inc. 388 Greenwich St. 29th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-12 13:42:34 United States securities law Investment Self-regulatory organizations Business Finance Financial Industry Regulatory Authority Market maker Electronic communication network Financial markets Financial economics Stock market
297	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 12:35:14 U.S. Securities and Exchange Commission Financial regulation Financial economics Government United States securities law International Securities Exchange Securities Exchange Act
298	Exhibit 5 to File No. SR-EDGA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-29 14:31:41 Computing Network architecture Routing Internet
299	SR-NASDAQ[removed]Page 17 of 18 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 09:16:23 Stock market Finance Order Market maker NASDAQ Algorithmic trading Futures contract Electronic communication network Day trading Financial markets Financial economics Investment
300	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 12, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-13 12:32:16 Finance Chicago Stock Exchange Securities Exchange Act Order Algorithmic trading Alternative Trading Systems New York Stock Exchange Electronic communication network Market maker Financial markets Financial economics Investment

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